This course provides an in-depth overview of the Professional Investor regime introduced by the SFC, covering regulatory frameworks, compliance requirements, definitions of professional investors, portfolio assessments, and recent proposed changes, participants will learn the importance of investor protection and responsible marketing practices.
You will earn 1 CPT hour upon completion.
After purchasing this course a link will be sent to your email address directing you to the course shortly (should be within an hour). Should you encounter any issues please email regcomhk.trainingteam@iqeq.com .
