Investors need to have confidence that the people with whom they deal are competent, honest, financially sound, and treat them fairly. Financial industry regulators have therefore set out detailed guidelines and requirements to provide good guidance and best practices to the firms they supervise. This course provides you with an overview of risks and concerns associated with hiring in Asia, illustrates the fit and proper requirements of the proposed employee to be hired and areas that may pose a risk to the hiring firm and how to mitigate them. You will earn 1 CPT hour upon completion.
After purchasing this course a link will be sent to your email address directing you to the course shortly (should be within an hour) . Should you encounter any issues please email email@example.com