In a properly regulated market, regulators and practitioners all have a role to play to prevent market misconduct from occurring. Market misconduct includes but not limited to false trading and market rigging or providing misleading product statements. Such conduct is detrimental to the interests of investors and damages the reputation of Hong Kong as an international financial centre. This course introduces the concepts of insider dealing and provides you with an overview on various unfair market practices, the consequences of those practices and how to identify suspicious activity. You will earn 1 CPT hour upon completion.
After purchasing this course a link will be sent to your email address directing you to the course shortly (should be within an hour) . Should you encounter any issues please email email@example.com