This course explores the principles of ethical behaviour within Hong Kong's financial sector. Participants will learn to ethical decision-making models to address real-world dilemmas and understand management's crucial role in fostering a robust ethical culture. The program covers the interplay between compliance and ethics, including the importance of codes of conduct and enforcement mechanisms. Additionally, it examines how internal control systems can enhance staff integrity and provides strategies for detecting potential corruption and malpractice among staff and clients in SFC-licensed firms.
You will earn 1 CPT hour upon completion.
After purchasing this course a link will be sent to your email address directing you to the course shortly (should be within an hour). Should you encounter any issues please email regcomhk.trainingteam@iqeq.com.
