Ethical Behaviour for SFC Licenced Persons in Hong Kong

Ethical Behaviour for SFC Licenced Persons in Hong Kong

Regular price $30.00 USD Sale

This Ethical Behaviour training course is designed for SFC Licenced persons that work in financial institutions in Hong Kong.

Learning objectives:

  • Understand how to use ethical decision-making models to help resolve issues.
  • Understand the role of management to create a strong ethical culture and uphold ethical attitudes.
  • Understand the relationship between compliance and ethics including codes of conduct and enforcement.
  • Understand how internal control systems can be used to maintain staff integrity.
  • Understand how to detect possible corruption and malpractice in SFC licensed firms by staff or customers.
You will earn 0.5 CPT hour upon completion.
After purchasing this course a link will be sent to your email address directing you to the course shortly (should be within an hour). Should you encounter any issues please email oct@complianceasia.com